Khurram Ahmad
Compliance | Internal Control | Anti-Money Laundering | Risk Management
Karachi
Summary of Career
1. Compliance - Unique skill set to ensure a company’s operations are fully complied with the rules, regulations and policies.
2. Internal Controls – Relevant skills to evaluate the efficiency and adequacy of process design and the effectiveness of controls in meeting business and control objectives.
3. Risk Management – Demonstrated continual expertise in performing high-level risk assessments, and determining the level of risk the organization is willing to accept.
4. Anti Money Laundering (AML)- Extensive hands on experience in engagements encompassing Anti Money Laundering and Countering Financing of Terrorism (AML/ CFT) Regulatory framework.
5. Decision Making – Ability to make the best possible choice in the shortest time possible.
6. Organization Skills - Capable of multitasking within clearly defined timelines.
7. Team Management- Effectively supervised staff and ensured execution of works as per approved procedures.
8. Communication – Effective written and verbal communication skills. Confident, articulate, and professional speaking abilities (and experience), empathic listener and persuasive speaker.
9. Effectively mentored and managed cross functional teams and worked with internal / external stakeholders including front office, back office, clients etc.
10. In-depth knowledge and expertise in Compliance, Audit & Risk Management and successfully carried out various investigations.
Lead role in automation of internal system controls for monitoring and management of Compliance.
Key role in preparing JSIL’s first operational risk report covering all segments of organization.
Experience as Compliance Manager - Legal Department
TPL Insurance
01 January 2020
Mainly responsible for developing, implementing, maintaining and enhancing the antimoney
laundering policies, procedures, and controls of the organization. I am also responsible
for coordinating and monitoring overall AML/ CFT compliance framework.
Experience as Manager - Compliance and Risk Management
JS Investments Limited
11 May 2015
31 December 2019
Ensuring compliances of Mutual and Pension Funds, SMA clients, with the requirements of Non-
Banking Finance Companies and Notified Entities Regulations, NBFC Rules, Voluntary Pension System
Rules, Regulatory & Internal policies along with ensuring major compliances of a listed company.
Proactively management of Risk, specifically concentrating on the analysis of equity and fixed income
portfolio's, evaluating impact of market, credit & liquidity risk alongside detailed analysis and working
on operational risk.
Conducting pre and post audits of processes and procedures is also an essential part of my job
responsibilities.
Perform and execute the operational and compliance audits as per approved annual compliance plan
in order to achieve effective Risk Management, Internal Controls and good Corporate Governance.
Provide assistance in ensuring compliances of CDD/ KYC and AML/ CFT policies and regulations while
remain observant in investigating suspected money-laundering incidents.
Collecting information on new clients to identify potential risks and determine an appropriate level of
due diligence.
Monitoring of risk management processes, controls and their effectiveness.
Dealing with external parties such as rating agencies, regulators, auditors etc.
Ensure that all the systems and procedures are up to date and in compliance with the broader strategy
and policies approved by the Board.
Experience as Senior Officer - Risk Management
NBP Fund Management Limited (NBP Funds)
02 February 2010
31 December 2014
Mainly responsible to cater/ identify/ monitor/ mitigate various types of risks through various
mathematical and statistical tools. My job role was entrusted with the management and oversight of
financial and operational risks of the entire organization.
Risks includes Credit, Market, Liquidity and Other risks. Integration of controls into systems for
effective and pro-active risk management was another hallmark of my job description.
Closely involved with the fund management department and also guide them in light of the relevant
Laws and Regulations including NBFC & NE Regulations, 2008. My key achievements at NAFA was the
systemization of reports and development of risk management policies and procedures.
Bachelor 01 February 2009
Bachelors of Business Administration (BBA) - FinanceMatric 01 February 2010
Masters of Business Administration (MBA) - Finance