Diksha Malhotra
Consultant
India
Summary of Career
1. 6+ years of professional experience in designing, conducting, managing internal audits covering process reviews, risk assessments, procedural reviews, quality and compliance assessments and SOX assessments for multinational clients
2. Ideated and devised Continuous Compliance Monitoring Desk to review and assess compliance health metrics, initiate corrective action, remediation and proactive risk management for multiple American multinational clients
3. Executed and managed multiple internal audit assignments involving examining risks, evaluating controls and presenting Reports to highlight the shortcomings and recommended improvements for processes within the organizations
4. Executed multiple SOX compliance audits
5. Project Manager for multiple projects leading a Team of Associates
6. Business Relationship Manager for multinational clients
7. Designed and executed various risk assessments, internal audit reviews and compliance reviews for some of the leading organizations in the UAE covering multiple cycles such as Investment Governance, Compliance, Finance, University level Events Management and Human Resources
8. Focused on understanding client expectations of the service and worked with clients to align strategies with the wider business and to optimize costs
9. Studied and analyzed quantitative and qualitative feedbacks and reported the trends and feedback to Leadership
10. Conducted procedural, qualitative and compliance reviews on the Tax engagements done by the respective Tax PPEDs
Experience as Associate
02 July 2012
30 September 2015
- Conducted procedural, qualitative and compliance reviews on the Tax engagements done by the respective Tax PPEDs - Highlighted major discrepancies due to noncompliance with the SEC regulations, legal policies and EY guidelines and
provided integrated solutions and remedial actions
- Mitigated the internal and external risks of the firm associated with accepting a new client, engagement or ongoing engagement
- Final level reviewer for the client deliverables and first point of contact for team queries and assisted in process management and improvement
Experience as Senior Associate
01 September 2015
15 November 2016
- Focused on understanding client expectations of the service and worked with clients to align strategies with the wider business and to optimize costs
- Studied and analyzed quantitative and qualitative feedbacks and reported the trends and feedback to Leadership
- Assisted in designing and implementing the MIS for the Team
- People Management: Councilor to three Associates in the Team
Experience as Intern
Deloitte & Touche (M.E), Abu Dhabi, UAE
03 December 2017
01 May 2018
Designed and executed various risk assessments, internal audit reviews and compliance reviews for some of the
leading organizations in the UAE covering multiple cycles
such as Investment Governance, Compliance, Finance, University level Events Management and Human Resources
Experience as Senior Consultant
28 May 2018
To date
- Ideated and devised Continuous Compliance Monitoring Desk to review and assess compliance health metrics,
initiate corrective action, remediation and proactive risk management for multiple American multinational clients
- Executed and managed multiple internal audit assignments involving examining risks, evaluating controls and
presenting Reports to highlight the shortcomings and recommended improvements for processes within the organizations
- Executed multiple SOX compliance audits -
- Project Manager for multiple projects leading a Team of Associates Business Relationship Manager for multinational clients
Bachelor 01 July 2012
Business EconomicsMaster 31 December 2017
Masters of Business Administration (MBA)