Muhammad Larik
(Mentors)

Quality Controller
Sharjah


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Last Seen: 09 July 2020 3:39 PM

Skills
Operation Banking and Non-Banking, Compliance, Risk Management, Treasury Operations, Anti Money Laundering, Customer Service, Clients Managment, Financial Reporting, Portfolio Managment, Regulatory Complaince, GCC VAT, Quality Management, Investigation,
  • Experience
    11 Years
  • U.A.E Experience
    --
  • Industry
    Banking & Finance
  • Nationality
    Pakistani
  • Visa status
    Employment Visa in UAE
  • Qualification
    Other - GCC VAT Compliance Diploma
Other Matching Titles/Position

Summary of Career

1. I have versatile working experience in prestigious Islamic Banking and Currently I am responsible for financial brokerage house in its Quality Control, Compliance (Regulatory and VAT), Operation (Back Office & Front Office), Risk Management, Clients Management, Customer Services, Financial Reporting (AML/KYC/CDD and FATCA/CRS), throughout my professional experience spanning over Eleven years, I have gained hands-on experience in core level business activity in a variety of cross-functional areas


2. Carrying out the compliance function of the organization to ensure the day to day functions are adhering to the governmental regulations and law. Administration of compliance monitoring, compliance onboarding functions including KYC and Customer Due Diligence
3. Monitor the performance of the AML Compliance Program and relates activities on a continuing basis, taking appropriate steps to improve its effectiveness as well as managing compliance Team.
4. Develop all related SOPs and processes Flows & Set up and maintain controls and documentation procedures.
5. Update our system mapping Manual and monitor department KPIs
6. Collaborate & Consults with Business Unit Leaders and Operation departments to monitor the enforcement of standards
7. Use relevant quality tools and make sure managers and other staff understand how to improve the business
8. • Measure performance and identify any areas of weakness, recommending and implementing improvements and assess the effectiveness of changes made
9. My specializations & Skills include: ? Anti Money laundering ? GCC Taxation ? Compliance ? KYC/ CDD/ EDD ? Fraud/ Anti Bribery/ Sanctions ? Counter Terrorism Financing ? Operations ? Financial Reporting ? Customer Services ? Treasury Operations
10. KEY ACHIEVEMENTS ? Certified Compliance & Anti Money Laundering ? Certified CISI – London ? Certified GCC- VAT Compliance Diploma ? MBA Banking & Finance Equivalency Ministry of Higher Education UAE ? Approved Compliance Officer from Central Bank of UAE ? Approved Operation Manager from Securities Commodity Authority UAE ? Working Operation Manager in “Al Brooge Securities LLC” & Additional responsible as a Compliance Officer in “Al Brooge Forex for Broker”

Work Experience (Employment History)
Academic Qualification

Bachelor 01 December 2005

Bachelor in Commerce

Master 01 December 2008

Masters in Economics

Master 01 December 2013

MBA Banking and Finance

Other 01 July 2018

GCC VAT Compliance Diploma

Bachelor 01 December 2005

Bachelor Of Commerce
Mentor
Not yet Assigned
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